From Punch Cards to Crypto - One Man's Journey Through Wall Street's Tech RevolutionJohn R.Mar 171 min readCheck out John's 2021 video interview with John Lothian News:https://johnlothiannews.com/from-punch-cards-to-crypto-one-mans-journey-through-wall-streets-tech-revolution/
The SEC's Exam Priorities for 2025Check out the SEC's exam priorities for 2025 in the attached summary. It covers investment firms, investment banks, securities...
Cybersecurity Risk Management Update SEC Regulation S-PIn light of the recent global CrowdStrike outage, regulators are reminding the industry of their cybersecurity risk management compliance...
Tellefsen and Company is 40!Today marks the 40th anniversary of the founding of Tellefsen and Company. Gerald (Jerry) Tellefsen started the firm in April of 1984...